US Browse · Chicago · Compliance Officer
Compliance Officer in Chicago
CIBC Capital Markets
Director, Sanctions Compliance
Sanctions complianceOfac regulationsRisk management$160,000-190,000 usd py
CIBC Capital Markets looks for a +10y experience director with Sanctions Compliance
Chicago, IL, USHybridFull time+10y experienceJob Match ScoreCreate Profile
7 days ago265
Associate, Reliability Compliance
Nerc complianceTechnical writingProject management$105,000.00 - $130,000.00 py
265 looks for a +3y experience associate with Reliability Compliance
Chicago, IL, USFull time+3y experienceJob Match ScoreCreate Profile10 days agoinvenergycareers
Associate, Reliability Compliance
Nerc complianceTechnical writingProject management$105,000.00 - $130,000.00 py
invenergycareers looks for a +3y experience associate with Reliability Compliance
Chicago, IL, USFull time+3y experienceJob Match ScoreCreate Profile11 days agoRobinhood
Compliance Communications Senior Specialist
Finra series 7 and 24 licensesExperience with red oak or saifr toolsDeep expertise in finra rule 2210$110,000-$165,000 usd depending on zone py
The role serves as the cornerstone of the communications review process, ensuring strict adherence to SEC rules and FINRA regulations
Chicago, IL, USOn-site+6y experienceJob Match ScoreCreate Profile17 days agoRobinhood Markets Inc
Compliance Communications Senior Specialist
Finra series 7 and 24 licensesExperience with advertising review toolsDeep expertise in finra communications rules$110,000 - $165,000 usd depending on location zone...
The role serves as the cornerstone of the communications review process, ensuring all customer-facing content meets strict regulatory standards
Chicago, IL, USOn-site+6y experienceJob Match ScoreCreate Profile17 days agoInteractive Brokers Group, Inc.
Aml Compliance – Testing & Monitoring Officer
6+ years aml control evaluation experienceSql and jira query execution skillsKnowledge of us and foreign aml regimes$115,000 to $150,000 annually py
The role involves creating and maintaining an Annual Financial Crimes test plan while coordinating daily execution with offshore teams
Chicago, IL, USOn-site+6y experienceJob Match ScoreCreate Profile17 days agoInteractive Brokers Group, Inc.
Aml Compliance – Testing & Monitoring Officer
6+ years aml controls experienceSql and jira query skillsUs and foreign aml regulatory knowledge$115,000 to $150,000 annually py
The role involves creating and maintaining annual financial crimes test plans while coordinating execution with offshore teams
Chicago, IL, USOn-site+6y experienceJob Match ScoreCreate Profile17 days agoInteractive Brokers
Aml Compliance – Testing & Monitoring Officer
6+ years aml control evaluation experienceSql and jira query proficiencyKnowledge of us and foreign aml regimes$115,000 to $150,000 annually py
This hybrid role involves creating and maintaining the Annual Financial Crimes test plan while coordinating execution with offshore teams
Chicago, IL, USOn-site+6y experienceJob Match ScoreCreate Profile17 days agoChubb
Field Compliance Analyst
Bachelor's degree or 2 years insurance experienceStrong proficiency in ms suite toolsResearch and analytical skills for investigations$48,000 to $67,000 py
The Field Compliance Investigator is responsible for analyzing, reporting, and training on issues pertinent to the compliance of company standards related to sales practices
Chicago, IL, USOn-site+2y experienceJob Match ScoreCreate Profile19 days agoBank of Montreal
Compliance Officer, Control Room
Strong critical thinking and subjective judgementExperience in regulatory compliance and risk managementAbility to work in high-pressure time-sensitive environments$63,300.00 - $117,200.00 py
The Compliance team is responsible for proactive identification and timely resolution of regulatory compliance issues to sustain effective risk management
Chicago, IL, USHybridFull time+5y experienceJob Match ScoreCreate Profile19 days agoInteractive Brokers Group, Inc.
Sanctions Screening Specialist
Fircosoft continuity platform experienceSanctions screening rule writing and tuningFalse positive reduction methodologies$115,000 to $165,000 annually py
This role serves as the lead within IBKR's Global Sanctions Team to design and maintain sanctions screening rules within the Fircosoft platform
Chicago, IL, USOn-siteExperience requiredJob Match ScoreCreate Profile19 days agoInteractive Brokers Group
Sanctions Screening Specialist
Fircosoft continuity experienceSanctions screening rule writingFalse positive reduction methodologies$115,000 to $165,000 annually py
This role serves as the lead in designing, writing, and tuning sanctions screening rules within the Fircosoft platform
Chicago, IL, USOn-siteExperience requiredJob Match ScoreCreate Profile19 days agoInteractive Brokers Group, Inc.
Sanctions Screening Specialist
Fircosoft continuity experienceSanctions screening rule writingFalse positive reduction methodologies$115,000 to $165,000 annually py
This role serves as a lead within the Global Sanctions Team to design and maintain sanctions screening rules in the Fircosoft environment
Chicago, IL, USOn-site+5y experienceJob Match ScoreCreate Profile19 days agoInteractive Brokers Group, Inc.
Sanctions Screening Specialist
Fircosoft continuity experienceSanctions screening rule writingFalse positive reduction methodologies$115,000 to $165,000 annually py
This role serves as the lead for designing, writing, and tuning sanctions screening rules within the Fircosoft platform
Chicago, IL, USOn-siteExperience requiredJob Match ScoreCreate Profile19 days agoLoggerhead Marinas
Compliance Specialist - Brunswick Boat Group Technology Center (bbgtc)
5 years boat production facility experienceAbility to perform quality auditsStrong attention to detail$70,600-$101,800 annually py
This role is responsible for the compliance and certification of new and existing products to all applicable marine industry boat construction regulations
Edgewater, FL, USOnsiteFull time+5y experienceJob Match ScoreCreate Profile21 days agoCIBC Capital Markets
Regulatory Compliance Management (rcm) Consultant - Us Operational Risk
5+ years regulatory compliance experienceTechnology and cybersecurity compliance knowledgeFederal and state banking regulations expertise$115k - $135k
The role involves supporting the implementation and management of CIBC's Regulatory Compliance Management Program specifically focusing on technology and cybersecurity risks in the US Region
Chicago, IL, USHybridFull time+5y experienceJob Match ScoreCreate Profile23 days agoAbbott Diabetes Care
Junior Compliance And Trade Analyst
Knowledge of ear and itar regulationsExperience with us customs and border protectionAbility to assign harmonized tariff schedule classifications$50,700.00 – $101,300.00 py
This role supports global trade compliance operations within the RMDx Rapid and Molecular Diagnostics team at Abbott
Chicago, IL, USFull timeExperience requiredJob Match ScoreCreate Profile24 days agoCIBC
Regulatory Compliance Management (rcm) Consultant - Us Operational Risk
5+ years regulatory compliance experienceTechnology and cybersecurity compliance knowledgeFederal and state banking regulations expertise$115k - $135k
The role involves assisting in the implementation and management of CIBC's Regulatory Compliance Management Program with a focus on technology and cybersecurity risks
Chicago, IL, USHybridFull time+5y experienceJob Match ScoreCreate Profile25 days agoAbbott
Junior Compliance And Trade Analyst
Knowledge of 19 cfr and 15 cfr regulationsExperience with ear and itar export controlsAbility to assign harmonized tariff schedule classifications$50,700.00 – $101,300.00 py
This role supports global trade compliance operations within Abbott's RMDx Rapid and Molecular Diagnostics team by ensuring adherence to U.S. import/export regulations
Chicago, IL, USFull timeExperience requiredJob Match ScoreCreate Profile25 days agoStoneX Group Inc.
Compliance Analyst Ii
Bachelor's degree in finance or business3-5 years financial services compliance experienceKnowledge of cftc and nfa regulations$65,000 - $70,000 py
The role supports the firm's employee and Introducing Broker compliance programs by administering regulatory requirements from bodies like the CFTC and NFA
Chicago, IL, USRemote+5y experienceJob Match ScoreCreate Profile26 days agoStoneX Group Inc.
Compliance Analyst
1-2 years compliance experienceFutures industry knowledgeCftc nfa exchange rules familiarity$70,000 - $75,000 usd py
The Compliance Analyst will support ongoing monitoring to ensure regulatory obligations are met by internal and external business partners
Chicago, IL, USRemote+2y experienceJob Match ScoreCreate Profile26 days agoinvenergycareers
Associate, Reliability & Compliance
Nerc regulatory compliance expertiseCyber security cip compliance knowledgeTechnical writing and data synthesis skills$105,000.00 - $130,000.00 usd py
This role supports Invenergy's Reliability Compliance program by ensuring cyber security compliance across a diverse fleet of power infrastructure assets
Chicago, IL, USFull time+3y experienceJob Match ScoreCreate Profile28 days agouchicago.edu
Accessibility And Compliance Coordinator
Ada/504 compliance knowledgeReasonable accommodation intake processDisability support services management$79,000.00 - $86,000.00 py
The Accessibility and Compliance Coordinator plays a critical role in supporting the day-to-day and strategic operations of Access UChicago Now and Equal Opportunity and Access
Chicago, IL, USFull time+5y experienceJob Match ScoreCreate Profile28 days agoEndeavorhealth
Privacy And Compliance Analyst
3+ years compliance or privacy experienceBachelor's degree requiredKnowledge of hipaa hitech stark lawsHourly: $32.60 - $48.90 ph
The Analyst contributes to corporate compliance programs by conducting timely investigations of privacy incidents and managing corrective actions
Warrenville, IL, USFull time+3y experienceJob Match ScoreCreate Profile28 days agoNorton Rose Fulbright
Compliance Analyst
Conflicts of interest research experienceCorporate database search proficiencyBoolean searching skills$60,000 - $90,000 annual py
This position plays a vital role in protecting the firm's integrity by enabling confident, compliant client engagement through accurate and timely conflict analysis
Chicago, Illinois, USFull timeExperience requiredJob Match ScoreCreate Profile29 days ago
