Registered Client Service Associate-winston-salem, Nc

Chartwell Investment Partners

Winston-Salem, NC, US
Series 7 license required
Sie exam certification required
5 years financial services experience
This role provides high-quality administrative support to financial advisors, prospective clients, and branch staff in a fast-paced environment

Job Summary

  • This role provides high-quality administrative support to financial advisors, prospective clients, and branch staff in a fast-paced environment.
  • The ideal candidate will manage client onboarding, trading activities, and budgeting while ensuring compliance with industry regulations.
  • Raymond James values associates who grow professionally, collaborate effectively, and maintain a client-first approach to their work.

Matching Summary

This role provides high-quality administrative support to financial advisors, prospective clients, and branch staff in a fast-paced environment.

Skills & Requirements

Must-have

  • Series 7 license required
  • SIE exam certification required
  • 5 years financial services experience
  • High school diploma minimum
  • Trading platform proficiency
  • CRM software skills

Nice-to-have

  • Strong communication across platforms
  • Ability to manage multiple priorities
  • Mentorship of junior team members
  • Experience with alternative investments
  • Proactive problem-solving skills

Key Requirements

  • Series 7 license (Required)
  • SIE exam (Required)
  • 5 years financial services experience
  • High School Diploma or equivalent
  • State Series 63/65/66 as applicable

Work Rights

Not specified

Tailored Resume

Cover Letter