Legal & Compliance - Infrastructure - Compliance Attorney, Avp

Blackstone

Multiple Locations
Base: $135,000 - $200,000; bonus/equity: discretio...
Sec and cftc registration process
Us, uk, and european union regulations
Private fund operating documents
Provide broad support for the Compliance Program for Blackstone’s ~$70 billion Infrastructure business, team members, and investment portfolio consistent with applicable law and regulation

Job Summary

  • Provide broad support for the Compliance Program for Blackstone’s ~$70 billion Infrastructure business, team members, and investment portfolio consistent with applicable law and regulation.
  • Coordinate across business unit and corporate teams to prepare regulatory reports and filings and to perform annual 206(4)-7 compliance review.
  • Assist with the development, maintenance and delivery of compliance training to investment and support teams on key regulatory topics for new and existing employees.

Matching Summary

Provide broad support for the Compliance Program for Blackstone’s ~$70 billion Infrastructure business, team members, and investment portfolio consistent with applicable law and regulation.

Salary

Base: $135,000 - $200,000; Bonus/Equity: discretionary bonuses, equity and other incentive compensation; Benefits: comprehensive health benefits, paid time off, life insurance, 401(k) plan

Skills & Requirements

Must-have

  • SEC and CFTC registration process
  • US, UK, and European Union regulations
  • Private fund operating documents
  • Regulatory reporting and filings
  • Compliance policy development and maintenance
  • Risk communication and best practices

Nice-to-have

  • Proactive in new situations
  • Manage projects independently
  • Understanding complex problems
  • Experience with registered funds
  • Familiarity with derivatives transactions

Key Requirements

  • 3+ years of experience
  • Attorney with law firm or compliance professional experience
  • Familiarity with Investment Advisers Act of 1940
  • Familiarity with Investment Company Act of 1940
  • Familiarity with Securities Act of 1933
  • Familiarity with Exchange Act of 1934
  • Familiarity with ERISA
  • Familiarity with EU Market Abuse Regulation

Work Rights

Not specified

Tailored Resume

Cover Letter