Base: $175,000 - $185,000 cad; bonus/equity: not s...
Onsite
Finra and ciro compliance review
Editing and compliance oversight
Timely release of research
The Supervisory Analyst – Research provides a high-quality and timely review of all products across the global research platform, ensuring that all research is compliant with FINRA, CIRO, and jurisdictional rules and regulations and company policies and procedures
Job Summary
The Supervisory Analyst – Research provides a high-quality and timely review of all products across the global research platform, ensuring that all research is compliant with FINRA, CIRO, and jurisdictional rules and regulations and company policies and procedures.
TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients, helping clients meet their needs today and prepare for tomorrow.
TD is committed to providing fair and equitable compensation opportunities to all colleagues, with growth opportunities and skill development as defining features of the colleague experience.
Matching Summary
The Supervisory Analyst – Research provides a high-quality and timely review of all products across the global research platform, ensuring that all research is compliant with FINRA, CIRO, and jurisdictional rules and regulations and company policies and procedures.
Salary
Base: $175,000 - $185,000 CAD; Bonus/Equity: Not specified; Benefits: Not specified