Compliance Business Oversight Manager - Consumer Banking

TD Ameritrade

Mount Laurel, New Jersey, United States of America
Base: $91,000 - $145,600 usd; bonus/equity: eligib...
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Consumer banking regulations knowledge
Regulatory change management experience
Issue management and tracking skills
** TD Ameritrade is seeking a Compliance Business Oversight Manager for its Consumer Banking division in Mount Laurel, New Jersey. The role focuses on providing compliance oversight and guidance across various delivery channels, ensuring adherence to federal and state regulations while fostering a culture of compliance within the organization. **

Job Summary

  • The role provides compliance oversight and independent challenge across Digital Banking, Marketing, Contact Centers, and Retail/Branches.
  • Candidates will lead regulatory change management efforts to ensure effective business adoption of new state laws.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and career development programs.

Matching Summary

Match Score: 75

** TD Ameritrade is seeking a Compliance Business Oversight Manager for its Consumer Banking division in Mount Laurel, New Jersey. The role focuses on providing compliance oversight and guidance across various delivery channels, ensuring adherence to federal and state regulations while fostering a culture of compliance within the organization. **

Salary

Base: $91,000 - $145,600 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, well-being, savings, retirement, PTO, and banking discounts

Skills & Requirements

Must-have

  • Consumer banking regulations knowledge
  • Regulatory change management experience
  • Issue management and tracking skills
  • Control mapping and testing expertise
  • Executive presentation capabilities

Nice-to-have

  • AI initiative implementation experience
  • CRCM certification preferred
  • Proactive go-getter mindset
  • Cross-functional collaboration skills

Key Requirements

  • 7+ years of compliance experience
  • Undergraduate degree or equivalent work experience
  • Strong subject matter expertise in consumer banking regulations

Work Rights

Not specified

Tailored Resume

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