Auditor Manager - International Wealth Management

BBVA

Houston, United States
International wealth management
Sec regulations
Risk management
The Internal Auditor Manager provides independent and objective assurance and advisory services to strengthen the effectiveness of risk management, compliance, and governance frameworks for the international wealth management business

Job Summary

  • The Internal Auditor Manager provides independent and objective assurance and advisory services to strengthen the effectiveness of risk management, compliance, and governance frameworks for the international wealth management business.
  • This role focuses on assessing adherence to U.S. and global regulatory requirements, internal policies, and cross-border compliance, acting as a trusted advisor to senior management.
  • Primary duties include planning, leading, and executing risk-based internal audits of core advisory and wealth management processes, and preparing clear, constructive audit reports.

Matching Summary

The Internal Auditor Manager provides independent and objective assurance and advisory services to strengthen the effectiveness of risk management, compliance, and governance frameworks for the international wealth management business.

Skills & Requirements

Must-have

  • International Wealth Management
  • SEC regulations
  • Risk management
  • Compliance frameworks
  • Fiduciary responsibility

Nice-to-have

  • Solutions-oriented mindset
  • Ethical standards
  • Discretion in handling sensitive information
  • Collaborative approach

Key Requirements

  • Minimum 8 years experience
  • Bachelor's degree in Accounting, Finance, or Business
  • Strong knowledge of SEC regulations for RIAs
  • Experience auditing investment advisory activities
  • FINRA Series 65 or 66, ACAMS, CIA, CPA preferred
  • Bilingual English/Spanish preferred

Work Rights

Not specified

Tailored Resume

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