Training & Competence Supervisor

M&G

Huddersfield, United Kingdom
Sm&cr and ar regimes
Coaching and development of advisers
Maintaining company standards for advice
The successful candidate will make important contributions to our regulatory alignment with SM&CR and the AR regimes, coaching & development of advisers and maintaining company standards for advice

Job Summary

  • The successful candidate will make important contributions to our regulatory alignment with SM&CR and the AR regimes, coaching & development of advisers and maintaining company standards for advice.
  • Our market leading Inspiring Families policy includes comprehensive support and paid parental leave covering maternity, adoption, surrogacy, and paternity leave - as supporting families is a core aspect of our inclusive culture.
  • At M&G, we’re committed to helping you thrive and supporting your wellbeing, both at work and beyond.

Matching Summary

The successful candidate will make important contributions to our regulatory alignment with SM&CR and the AR regimes, coaching & development of advisers and maintaining company standards for advice.

Skills & Requirements

Must-have

  • SM&CR and AR regimes
  • coaching and development of advisers
  • maintaining company standards for advice
  • assessments of their KPI's
  • Fit and Proper assessments
  • analysis of business structures and internal records

Nice-to-have

  • driven and resilient individual
  • flexible working arrangements
  • workplace accommodations
  • innovative approach to financial advice
  • exceptional place to work

Key Requirements

  • Existing experience in supervisory duties
  • Level 4 Diploma in Financial Planning
  • CF6, CF8, ER1, J07, Advanced Diploma
  • Knowledge of SM&CR, PROD, MiFID, AR Regime
  • Experience within Later Life products

Work Rights

Not specified

Tailored Resume

Cover Letter