Job Summary

• This position works closely with the Senior Management Team (SMT) of APAM by monitoring and reporting results of compliance/ethics efforts of the Company and providing guidance to the SMT on matters relating to compliance.
• Responsible for managing the Compliance Department for APAM which works as a second line of defense in partnership with the business (as first line of defense) to ensure that all regulatory and market conduct risk is efficiently and effectively assessed, mitigated and controlled.
• Develop and implement an effective education program through ongoing communication and training to embed a culture of compliance and ethics within the Company.

Matching Summary

Skills & Requirements

Key Requirements

• Bachelor’s degree in Accounting, Finance, Law or Business
• 10 years solid work experience in financial industry
• Passed Module 9, 10, 11 of SC Malaysia Licensing Exam (preferred)
• In-depth understanding of fund management business

Work Rights