Compliance Monitoring & Testing, Vice President (non-manager)

Smbc Global Foundation Inc

Jersey City, NJ, US
Base: $135,000.00 - $185,000.00; bonus/equity: eli...
On-site
Banking laws and regulations
Monitoring and testing program execution
Risk identification and mitigation
The Vice President will be responsible for execution of the monitoring and testing program for SMBC's U.S. wholesale banking operations, representative offices, Grand Cayman Branch and certain non-bank leasing subsidiaries/affiliate

Job Summary

  • The Vice President will be responsible for execution of the monitoring and testing program for SMBC's U.S. wholesale banking operations, representative offices, Grand Cayman Branch and certain non-bank leasing subsidiaries/affiliate.
  • This role requires functional knowledge of applicable U.S. banking laws and regulations, with specific emphasis on Alphabet Regulations such as Regulation W, Regulation Y, and Regulation D.
  • SMBC offers a competitive portfolio of benefits to its employees, and this role may also be eligible for an annual discretionary incentive award.

Matching Summary

The Vice President will be responsible for execution of the monitoring and testing program for SMBC's U.S. wholesale banking operations, representative offices, Grand Cayman Branch and certain non-bank leasing subsidiaries/affiliate.

Salary

Base: $135,000.00 - $185,000.00; Bonus/Equity: Eligible for annual discretionary incentive award; Benefits: Competitive portfolio of benefits

Skills & Requirements

Must-have

  • Banking laws and regulations
  • Monitoring and testing program execution
  • Risk identification and mitigation
  • Work paper preparation
  • Issue validation and tracking

Nice-to-have

  • Hybrid workforce model
  • Global financial group
  • Strong analytical skills

Key Requirements

  • BA/BS Required
  • 10+ years of Banking and Compliance Experience
  • Compliance Testing or Internal Audit background
  • Solid understanding of the Volcker rule
  • CRCM certification a plus

Work Rights

Not specified

Tailored Resume

Cover Letter