Compliance Monitoring & Surveillance, Senior Associate

State Street

Bangalore, India
3d onsite
Regulatory testing and controls execution
Risk assessment and internal controls
Compliance or audit function experience
You will contribute to developing and executing regulatory and controls testing to assure compliance with laws and policies

Job Summary

  • You will contribute to developing and executing regulatory and controls testing to assure compliance with laws and policies.
  • The role involves leading process walkthroughs, analyzing data for control effectiveness, and drafting executive-level reports.
  • State Street offers competitive benefits, flexible work programs, and fosters an inclusive environment valuing diverse backgrounds.

Matching Summary

You will contribute to developing and executing regulatory and controls testing to assure compliance with laws and policies.

Skills & Requirements

Must-have

  • Regulatory testing and controls execution
  • Risk assessment and internal controls
  • Compliance or audit function experience
  • Process walkthroughs and monitoring design
  • Analysis of evidentiary data

Nice-to-have

  • Strong written and verbal communication
  • Ability to work in global teams
  • Inclusive and adaptable mindset
  • Enthusiasm for learning
  • Coaching and career development skills

Key Requirements

  • Bachelor’s degree or equivalent
  • Minimum 4 years relevant experience in corporate testing or audit
  • Experience in financial services sector
  • CPA, CIA, CISA or related certification preferred

Work Rights

Not specified

Tailored Resume

Cover Letter