Barclays Investment Management Business Oversight Compliance - Vp

Barclays

London, United Kingdom
Investment management compliance experience
Market abuse investigation
Esg regulatory frameworks
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities

Job Summary

  • Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
  • Contribute or set strategy, drive requirements and make recommendations for change, plan resources, budgets, and policies; manage and maintain policies/ processes; deliver continuous improvements and escalate breaches of policies/procedures.
  • Join us as a Vice President in Business Oversight Compliance (BOC) at Barclays London where you will provide senior compliance oversight and challenge to Barclays Investment Managers (BIM), supporting its portfolio management, ESG integration, product governance, and cross‑border distribution activities.

Matching Summary

Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.

Skills & Requirements

Must-have

  • Investment management compliance experience
  • Market abuse investigation
  • ESG regulatory frameworks
  • Senior stakeholder influence
  • Drafting Board-level documents

Nice-to-have

  • Cross-border marketing governance
  • Stewardship reporting experience
  • Product governance frameworks knowledge
  • Trusting relationships building

Key Requirements

  • Significant prior experience in Compliance (or Legal/Risk)
  • Deep understanding of investment products
  • Strong command of ESG regulatory frameworks
  • Proven ability to influence senior stakeholders
  • Strong judgment and ability to balance regulatory expectations
  • Outstanding written and verbal communication skills
  • Strong prioritisation and organisational skills

Work Rights

Not specified

Tailored Resume

Cover Letter