Branch Operations Manager - Burlington, Vt, Latham, Ny Or Saratoga Springs, Ny

Chartwell Investment Partners

Burlington, VT, US
Base: $80,000.00-$105,000.00; bonus/equity: not sp...
Branch operations management experience
Series 7, 9, 10 securities licenses
Team recruitment and performance management
The role involves managing overall operational efficiency of the branch office while ensuring strict compliance with firm and regulatory policies

Job Summary

  • The role involves managing overall operational efficiency of the branch office while ensuring strict compliance with firm and regulatory policies.
  • Candidates will be responsible for recruiting, training, and supervising branch operations associates alongside conducting performance appraisals.
  • The position requires a Bachelor's degree and three years of experience in the financial services industry with specific FINRA licensing.

Matching Summary

The role involves managing overall operational efficiency of the branch office while ensuring strict compliance with firm and regulatory policies.

Salary

Base: $80,000.00-$105,000.00; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Branch operations management experience
  • Series 7, 9, 10 securities licenses
  • Team recruitment and performance management
  • Regulatory compliance oversight
  • Budget and expense control

Nice-to-have

  • Strong analytical problem-solving skills
  • Experience with facility maintenance coordination
  • Ability to work collaboratively across departments

Key Requirements

  • Bachelor's degree required
  • 3+ years financial services experience
  • Series 7, 9 & 10 licenses required
  • Series 63, 65 or 66 license required
  • SIE exam required unless exempt

Work Rights

Not specified

Tailored Resume

Cover Letter