Operations Analyst, Equity Clearing Restricted Securities

TD Ameritrade

Lake Mary, Florida, United States of America
Base: $50,000 - $60,000 usd; bonus/equity: eligibl...
Onsite
Bs/ba degree or 3+ years experience
Proficient in office 365 suite
Strong attention to detail and time management
TD Ameritrade is seeking an Operations Analyst for their Equity Clearing Restricted Securities team in Lake Mary, Florida. The role involves facilitating the compliant trading and settlement of restricted securities transactions while collaborating with various departments and external stakeholders

Job Summary

  • This role ensures all requirements are met for the compliant trading and settlement of restricted securities transactions while mitigating risk.
  • The position involves developing relationships with internal teams, external auditors, and legal counsels to ensure efficient operation and coordination.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and career development opportunities.

Matching Summary

Match Score: 85

TD Ameritrade is seeking an Operations Analyst for their Equity Clearing Restricted Securities team in Lake Mary, Florida. The role involves facilitating the compliant trading and settlement of restricted securities transactions while collaborating with various departments and external stakeholders.

Salary

Base: $50,000 - $60,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts

Skills & Requirements

Must-have

  • BS/BA degree or 3+ years experience
  • Proficient in Office 365 suite
  • Strong attention to detail and time management

Nice-to-have

  • Broker Dealer Operations knowledge
  • SEC Rule 144 Resale Registration requirements
  • Reg Sho Clearance and Settlement processes

Key Requirements

  • Bachelor's degree required
  • 3+ years relevant work experience
  • Knowledge of Equity Transactions preferred

Work Rights

Not specified

Tailored Resume

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