Structured root cause analysis of control failures
Behavioral science techniques in compliance
The role involves conducting independent assurance reviews to assess the effectiveness of key compliance activities within Group Compliance
Job Summary
The role involves conducting independent assurance reviews to assess the effectiveness of key compliance activities within Group Compliance.
Candidates will apply structured root cause analysis and behavioral insights to understand why control failures occur and drive organizational learning.
The position requires a minimum of 5-8 years of experience in compliance assurance or internal audit functions within financial services.
Matching Summary
The role involves conducting independent assurance reviews to assess the effectiveness of key compliance activities within Group Compliance.
Skills & Requirements
Must-have
Independent quality control and assurance reviews
Structured root cause analysis of control failures
Behavioral science techniques in compliance
Financial services compliance experience
Stakeholder engagement across Risk and Compliance
Nice-to-have
Data analytics and visualization tools
Python for analytics applications
Strong curiosity and initiative
Experience with conduct risk initiatives
Knowledge of regulatory developments
Key Requirements
Degree in Psychology, Behavioural Science, Economics, or related field
Minimum 5-8 years relevant experience in compliance assurance
Experience conducting behavioural structured root cause analysis
Background in Business, Finance, Risk Management, Law, or Audit