Senior Wealth Advisor SAFE Act - Midtown Manhattan

Citigroup

New York, New York, United States
Base: $70,000.00 - $120,000.00; bonus/equity: disc...
On-site
5-8 years financial services experience
Active series 7 and 66 licenses
Strong analytical and communication skills
This role involves building relationships with new clients to bring in bank and brokerage assets while deepening existing client relationships through financial planning

Job Summary

  • This role involves building relationships with new clients to bring in bank and brokerage assets while deepening existing client relationships through financial planning.
  • The position requires adhering to strict regulatory compliance norms including KYC/AML and acting as a mortgage loan originator under the SAFE Act.
  • Employees benefit from competitive compensation packages including medical, dental, vision coverage, 401(k), and paid time off.

Matching Summary

This role involves building relationships with new clients to bring in bank and brokerage assets while deepening existing client relationships through financial planning.

Salary

Base: $70,000.00 - $120,000.00; Bonus/Equity: Discretionary and formulaic incentive awards available; Benefits: Medical, dental, vision, 401(k), life insurance, wellness programs

Skills & Requirements

Must-have

  • 5-8 years financial services experience
  • Active Series 7 and 66 licenses
  • Strong analytical and communication skills
  • Proven sales and service track record
  • Knowledge of Microsoft Office tools

Nice-to-have

  • Experience with financial planning software
  • Self-starter and problem solver mindset
  • Goal-oriented team player attitude
  • Background in investment strategies
  • Excellent discovery and profiling skills

Key Requirements

  • Bachelor's degree or equivalent experience
  • Series 7, 66 (or 63 and 65) securities licenses
  • Mortgage loan originator registration via NMLS
  • 5-8 years of proactive sales experience
  • US work authorization required for location

Work Rights

Not specified

Tailored Resume

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