Head Of Compliance & Internal Control (giám Đốc Bộ Phận Tuân Thủ Và Kiểm Soát Nội Bộ)
Prudential
Thành phố Hồ Chí Minh, Vietnam
Regulatory affairs
Financial crimes control
Market & customer conduct
Oversight compliance and internal control functions including Regulatory Affairs (RA), Financial Crimes Control (i.e., Anti-Money Laundering - AML, Anti-Bribery & Corruption - ABC, Conflict of Interest - COI) and Market & Customer conduct (MCC)
Job Summary
Oversight compliance and internal control functions including Regulatory Affairs (RA), Financial Crimes Control (i.e., Anti-Money Laundering - AML, Anti-Bribery & Corruption - ABC, Conflict of Interest - COI) and Market & Customer conduct (MCC).
Act as PVA Compliance Officer for key contacting role with internal and external stakeholders including but not limited to regulator (i.e., insurance supervisory authority - ISA), authority officers (tax officer, commercial agency, labor authority etc.), key industry advisors or subject matter experts (e.g., Insurance Association of Vietnam – IAV, auditing/ legal/ risk & compliance advisory firms etc.).
Provide risk based inputs and challenge to an effective compliance plan to support for business growth but still ensure that business changes or initiatives are in line with regulatory requirements and regional policies.
Matching Summary
Oversight compliance and internal control functions including Regulatory Affairs (RA), Financial Crimes Control (i.e., Anti-Money Laundering - AML, Anti-Bribery & Corruption - ABC, Conflict of Interest - COI) and Market & Customer conduct (MCC).
Skills & Requirements
Must-have
Regulatory Affairs
Financial Crimes Control
Market & Customer Conduct
Regulatory liaison and reporting
Compliance training and awareness program
Risk-based approach
Nice-to-have
Advance Compliance assurance
Insurance and risk management
Leadership and direction
Customer service minded
Business mindset
Key Requirements
University degree
At least 10 years relevant experience
Audit, compliance or risk analysis/ assessment background