Head Of Compliance & Internal Control (giám Đốc Bộ Phận Tuân Thủ Và Kiểm Soát Nội Bộ)

Prudential

Thành phố Hồ Chí Minh, Vietnam
Regulatory affairs
Financial crimes control
Market & customer conduct
Oversight compliance and internal control functions including Regulatory Affairs (RA), Financial Crimes Control (i.e., Anti-Money Laundering - AML, Anti-Bribery & Corruption - ABC, Conflict of Interest - COI) and Market & Customer conduct (MCC)

Job Summary

  • Oversight compliance and internal control functions including Regulatory Affairs (RA), Financial Crimes Control (i.e., Anti-Money Laundering - AML, Anti-Bribery & Corruption - ABC, Conflict of Interest - COI) and Market & Customer conduct (MCC).
  • Act as PVA Compliance Officer for key contacting role with internal and external stakeholders including but not limited to regulator (i.e., insurance supervisory authority - ISA), authority officers (tax officer, commercial agency, labor authority etc.), key industry advisors or subject matter experts (e.g., Insurance Association of Vietnam – IAV, auditing/ legal/ risk & compliance advisory firms etc.).
  • Provide risk based inputs and challenge to an effective compliance plan to support for business growth but still ensure that business changes or initiatives are in line with regulatory requirements and regional policies.

Matching Summary

Oversight compliance and internal control functions including Regulatory Affairs (RA), Financial Crimes Control (i.e., Anti-Money Laundering - AML, Anti-Bribery & Corruption - ABC, Conflict of Interest - COI) and Market & Customer conduct (MCC).

Skills & Requirements

Must-have

  • Regulatory Affairs
  • Financial Crimes Control
  • Market & Customer Conduct
  • Regulatory liaison and reporting
  • Compliance training and awareness program
  • Risk-based approach

Nice-to-have

  • Advance Compliance assurance
  • Insurance and risk management
  • Leadership and direction
  • Customer service minded
  • Business mindset

Key Requirements

  • University degree
  • At least 10 years relevant experience
  • Audit, compliance or risk analysis/ assessment background
  • Experience in banking/ insurance industry
  • Strong analytical & critical thinking skills
  • Strong written & verbal communication skills
  • Ability to work under high pressure

Work Rights

Not specified

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