Senior Audit Manager (us) - Financial Crimes Audit Broker Dealer

TD

New York, New York, United States of America
$129,030 - $193,550 usd; not specified; not specif...
Subject matter expertise
Audit planning and execution
Supervisory oversight
The Senior Audit Manager provides specialized in-depth subject matter expertise and may act as a specialized resource on audits, contributing to planning, risk assessment, and execution

Job Summary

  • The Senior Audit Manager provides specialized in-depth subject matter expertise and may act as a specialized resource on audits, contributing to planning, risk assessment, and execution.
  • This role requires enterprise or functional expert knowledge, leading and providing senior supervisory oversight to complex audits and ensuring their completion.
  • TD is committed to providing fair and equitable compensation, growth opportunities, and skill development, with a comprehensive Total Rewards package including health and well-being benefits.

Matching Summary

The Senior Audit Manager provides specialized in-depth subject matter expertise and may act as a specialized resource on audits, contributing to planning, risk assessment, and execution.

Salary

$129,030 - $193,550 USD; Not specified; Not specified

Skills & Requirements

Must-have

  • subject matter expertise
  • audit planning and execution
  • supervisory oversight
  • risk assessment
  • enterprise-wide impact

Nice-to-have

  • thought leadership
  • collaboration with senior management
  • long term planning
  • positive work environment

Key Requirements

  • 10+ years of relevant experience
  • Undergraduate degree required
  • 10+ years auditing large broker/dealers
  • Related broker-dealer licenses
  • BSA/AML/OFAC subject matter expertise
  • CAMS certification or similar preferred

Work Rights

Not specified

Tailored Resume

Cover Letter