Senior Compliance Governance & Operations Analyst - Tds Trade Surveillance - Data Quality

TD Bank

Toronto, Ontario, Canada
Base: $76,800 - $115,200 cad; bonus/equity: variab...
5-7 years of related experience
Trade surveillance systems expertise
Sql or python proficiency
The role supports the Surveillance Data Quality Team in executing an industry-leading data-quality framework across global geographies

Job Summary

  • The role supports the Surveillance Data Quality Team in executing an industry-leading data-quality framework across global geographies.
  • Candidates must possess strong expertise in financial markets, data governance, and trade surveillance systems to mitigate regulatory risks.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

The role supports the Surveillance Data Quality Team in executing an industry-leading data-quality framework across global geographies.

Salary

Base: $76,800 - $115,200 CAD; Bonus/Equity: Variable compensation included; Benefits: Health, savings, retirement, paid time off

Skills & Requirements

Must-have

  • 5-7 years of related experience
  • Trade surveillance systems expertise
  • SQL or Python proficiency
  • Regulatory compliance knowledge
  • Data governance framework development

Nice-to-have

  • Experience with AI/ML surveillance models
  • Knowledge of market abuse typologies
  • Strong analytical communication skills
  • Background in equity or fixed income trading
  • Familiarity with SMARTS or Actimize tools

Key Requirements

  • Bachelor's degree required
  • 5-7 years of related experience
  • Proficiency in SQL, Python, or data analytics tools
  • Understanding of SEC, CFTC, FINRA, FCA regulations

Work Rights

Not specified

Tailored Resume

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