Assess financial, operational, legal/regulatory, and it risks
Test design and effectiveness of controls
Develop process narratives and audit programs
The Internal Audit team provides global oversight across all business lines, support functions, and regions, partnering with stakeholders to offer assurance and consulting services
Job Summary
The Internal Audit team provides global oversight across all business lines, support functions, and regions, partnering with stakeholders to offer assurance and consulting services.
This role involves executing audit projects, assessing risk, recommending solutions, and building strong relationships across all levels of seniority within the firm.
Responsibilities include assisting with regulatory regimes, executing risk-based audits, and preparing audit reports to present recommended enhancements to management.
Matching Summary
The Internal Audit team provides global oversight across all business lines, support functions, and regions, partnering with stakeholders to offer assurance and consulting services.
Salary
Base: $90,000 - $140,000 USD; Bonus/Equity: Discretionary bonus based on performance; Benefits: Not specified
Skills & Requirements
Must-have
Assess financial, operational, legal/regulatory, and IT risks
Test design and effectiveness of controls
Develop process narratives and audit programs
Partner with management on corrective action plans
Maintain knowledge of industry regulations and best practices
Nice-to-have
Serve as an internal consultant
Drive impactful change
Contribute to audit methodology development
Key Requirements
5+ years of working experience
CPA, CIA, or equivalent preferred
Proficiency in Microsoft Office software
Familiar with SEC, FINRA, Investment Advisers Act, and Investment Company Act regulations