The role involves assisting the regulatory team in implementing the branch compliance plan and responding to routine queries from regulatory authorities
Job Summary
The role involves assisting the regulatory team in implementing the branch compliance plan and responding to routine queries from regulatory authorities.
Candidates will be responsible for developing periodic compliance reviews, investigating breaches, and drafting the annual compliance plan for management approval.
The position requires conducting compliance training on Banking Act, SFA, and FAA while updating policies based on local and Head Office requirements.
Matching Summary
Match Score: 85
The role involves assisting the regulatory team in implementing the branch compliance plan and responding to routine queries from regulatory authorities.