Wealth Market Surveillance, Vice President, Hybrid

State Street Corporation

$110 000 - $188 750 annual; not specified; compreh...
Hybrid
Market surveillance program oversight
Market abuse risk identification
Ai-driven surveillance tools
State Street Corporation is seeking a Vice President for Wealth Market Surveillance to lead a global surveillance program as the company expands its wealth management business. The role demands extensive experience in trade surveillance and requires strong leadership skills to ensure compliance with regulatory standards across multiple regions

Job Summary

  • The Vice President, Market Surveillance Compliance is a leadership role responsible for the strategic direction, execution, and oversight of State Street’s surveillance program for this exciting new business initiative.
  • Lead a multi-regional surveillance team across North America, EMEA and APAC and lead surveillance operations for the new business globally, ensuring alignment with business-specific risk profiles.
  • Develop, certify, and maintain surveillance policies, control descriptions, and procedural documentation and lead remediation efforts for backlog reduction, SLA alignment, and risk mitigation across business lines.

Matching Summary

Match Score: 85

State Street Corporation is seeking a Vice President for Wealth Market Surveillance to lead a global surveillance program as the company expands its wealth management business. The role demands extensive experience in trade surveillance and requires strong leadership skills to ensure compliance with regulatory standards across multiple regions.

Salary

$110 000 - $188 750 Annual; Not specified; Comprehensive benefits program

Skills & Requirements

Must-have

  • market surveillance program oversight
  • market abuse risk identification
  • AI-driven surveillance tools
  • escalation procedures for regulatory breaches
  • surveillance policy governance

Nice-to-have

  • strategic planning forums
  • continuous improvement culture
  • cross-functional partnerships

Key Requirements

  • Minimum of 10 years of experience
  • Deep understanding of equity, fixed income, mutual fund and ETF transactions
  • Proven leadership in managing global teams
  • Bachelor’s degree required

Work Rights

Not specified

Tailored Resume

Cover Letter