Investment Compliance Associate Manager (hybrid - Chicago, Il)

Allstate

Chicago, IL, US
Base: 90,700.00 - 153,925.00 annually; bonus/equit...
Hybrid
Registered investment adviser compliance
Sec rules and regulatory expectations
Practical supervision and testing
We are seeking a Compliance Associate Manager to support and strengthen our Registered Investment Adviser (RIA) compliance program

Job Summary

  • We are seeking a Compliance Associate Manager to support and strengthen our Registered Investment Adviser (RIA) compliance program.
  • This role partners closely with senior leaders across Legal, Risk, Operations, and the Investments business unit to help ensure the firm maintains a robust compliance framework aligned with SEC rules, firm policies, and regulatory expectations.
  • The ideal candidate is hands-on, detail-oriented, and able to translate regulatory requirements into practical procedures, testing, training, and documentation.

Matching Summary

We are seeking a Compliance Associate Manager to support and strengthen our Registered Investment Adviser (RIA) compliance program.

Salary

Base: 90,700.00 - 153,925.00 annually; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Registered Investment Adviser compliance
  • SEC rules and regulatory expectations
  • practical supervision and testing
  • risk identification and assessment
  • compliance policies and procedures

Nice-to-have

  • innovative drive and industry leadership
  • challenging the status quo
  • making a meaningful impact

Key Requirements

  • Potential supervisory duties
  • Background investigation required

Work Rights

Not specified

Tailored Resume

Cover Letter