The Transfer Agency AVP is responsible for overseeing day to day operations, including transaction checking, investor liaison, and control functions
Job Summary
The Transfer Agency AVP is responsible for overseeing day to day operations, including transaction checking, investor liaison, and control functions.
Key responsibilities include staff management, investor transaction processing, managing operational processes for allocated clients, and ensuring adherence to AML and FATCA/CRS requirements.
The role requires strong leadership, organizational skills, and a deep understanding of fund legal structures and the fund administration business.
Matching Summary
The Transfer Agency AVP is responsible for overseeing day to day operations, including transaction checking, investor liaison, and control functions.
Skills & Requirements
Must-have
Investor transaction processing
AML and FATCA / CRS adherence
Operational oversight
Client relationship management
Team management and development
Nice-to-have
Positive disrupter
Continuous improvement drive
Solution-focused team environment
Key Requirements
Minimum 5 years of experience in Transfer Agency
Strong Shareholder Services experience
Proven record in dealing with AML / KYC/ FATCA / CRS
Detailed understanding of fund structures and fund administration