Markets Data Management Manager, Regulatory Due Diligence Avp

Rbsfuel

Regulatory due diligence management
Financial services industry experience
Operational risk control frameworks
You’ll be leading the people and function who facilitate the end‑to‑end regulatory due diligence activities covering Dodd‑Frank, MiFID, EMIR, Canadian rules, 15a‑6, and Qualifying Organisation checks during onboarding, and ensures effective client lifecycle operation and governance

Job Summary

  • You’ll be leading the people and function who facilitate the end‑to‑end regulatory due diligence activities covering Dodd‑Frank, MiFID, EMIR, Canadian rules, 15a‑6, and Qualifying Organisation checks during onboarding, and ensures effective client lifecycle operation and governance.
  • The role holds strategic accountability for managing regulatory change programmes and coordinating external regulatory audits.
  • You’ll maintain an in-depth understanding of the end-to-end customer lifecycle to identify opportunities for optimisation and to provide an excellent customer experience.

Matching Summary

You’ll be leading the people and function who facilitate the end‑to‑end regulatory due diligence activities covering Dodd‑Frank, MiFID, EMIR, Canadian rules, 15a‑6, and Qualifying Organisation checks during onboarding, and ensures effective client lifecycle operation and governance.

Skills & Requirements

Must-have

  • Regulatory due diligence management
  • Financial services industry experience
  • Operational risk control frameworks
  • Client lifecycle management
  • Stakeholder management and influencing
  • Leading and motivating teams

Nice-to-have

  • Process improvement implementation
  • Strategic planning and investment
  • Cost management and operational excellence
  • Participation in industry forums
  • Building a culture of productivity

Key Requirements

  • Extensive financial services experience
  • Experience delivering long term plans and large scale projects
  • Minimum line management experience
  • Track record of process improvements
  • Experience creating operational risk control frameworks

Work Rights

Not specified

Tailored Resume

Cover Letter