Internal Audit, Business Audit

Morgan Stanley UK

Glasgow, United Kingdom
U.s. banking regulations
Regulation w and k
Affiliate transaction compliance
This role will lead global audits and oversight activities related to affiliate transaction compliance and foreign banking organization requirements, and serve as a senior subject-matter expert supporting a global audit portfolio across U.S. Banks, international branches, and affiliated businesses

Job Summary

  • This role will lead global audits and oversight activities related to affiliate transaction compliance and foreign banking organization requirements, and serve as a senior subject-matter expert supporting a global audit portfolio across U.S. Banks, international branches, and affiliated businesses.
  • The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm.
  • At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.

Matching Summary

This role will lead global audits and oversight activities related to affiliate transaction compliance and foreign banking organization requirements, and serve as a senior subject-matter expert supporting a global audit portfolio across U.S. Banks, international branches, and affiliated businesses.

Skills & Requirements

Must-have

  • U.S. banking regulations
  • Regulation W and K
  • affiliate transaction compliance
  • foreign banking organization requirements
  • OCC and Federal Reserve examiners
  • global audits and oversight

Nice-to-have

  • inclusive behaviors
  • collaborators and creative thinkers
  • passion and grit

Key Requirements

  • At least 4 years' relevant experience
  • Bachelor's degree in Accounting, Finance, Economics, or related discipline
  • Professional certifications (e.g., CIA, CPA, CAMS, CRCM) preferred

Work Rights

Not specified

Tailored Resume

Cover Letter