Post Trade Compliance Vice President

Citigroup

Columbus, Ohio, United States
Base: $107,120.00 - $160,680.00; bonus/equity: dis...
On-site
10+ years mutual fund compliance experience
People management and team leadership skills
Knowledge of sec investment company act 1940
The role involves overseeing a team to manage compliance testing, liquidity risk, and derivatives monitoring for mutual funds

Job Summary

  • The role involves overseeing a team to manage compliance testing, liquidity risk, and derivatives monitoring for mutual funds.
  • Candidates must maintain advanced understanding of SEC filings like N-PORT and N-MFP along with fund-specific investment restrictions.
  • Citi offers competitive benefits including medical coverage, 401(k), and paid time off packages alongside the salary range.

Matching Summary

The role involves overseeing a team to manage compliance testing, liquidity risk, and derivatives monitoring for mutual funds.

Salary

Base: $107,120.00 - $160,680.00; Bonus/Equity: Discretionary and formulaic incentive awards available; Benefits: Medical, dental, vision, 401(k), life insurance, wellness programs

Skills & Requirements

Must-have

  • 10+ years mutual fund compliance experience
  • People management and team leadership skills
  • Knowledge of SEC Investment Company Act 1940
  • Experience with IRS Sub Chapter M regulations
  • Proficiency in Microsoft Office Excel applications

Nice-to-have

  • FIS InvestOne platform experience
  • Automated compliance testing platforms knowledge
  • MBA degree preferred
  • Proactive client relationship management
  • Continuous improvement mindset

Key Requirements

  • Bachelor's Degree in Accounting, Finance, or Business
  • 10+ years of mutual fund compliance experience
  • Prior people management experience required
  • Advanced proficiency in Microsoft Excel

Work Rights

Not specified

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