Compliance Manager – Monitoring- Regulatory Compliance, Complaint Oversight, Vendor Oversight

TD Ameritrade

Mount Laurel, New Jersey, United States of America
Base: $91,000 - $145,600 usd; bonus/equity: eligib...
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7+ years compliance experience
Digital banking regulatory compliance
Marketing channel compliance oversight
** TD Ameritrade is seeking a Compliance Manager to oversee compliance monitoring across various delivery channels, including Digital Banking and Contact Centers. The ideal candidate will have extensive experience in regulatory compliance, particularly in consumer banking, and will play a critical role in shaping the company's compliance culture. **

Job Summary

  • This role is pivotal in reshaping compliance structures to build a resilient and scalable risk management function within TD Bank US.
  • The position requires executing targeted regulatory compliance reviews across Digital Banking, Marketing, and Contact Centers while managing vendor oversight.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

Match Score: 75

** TD Ameritrade is seeking a Compliance Manager to oversee compliance monitoring across various delivery channels, including Digital Banking and Contact Centers. The ideal candidate will have extensive experience in regulatory compliance, particularly in consumer banking, and will play a critical role in shaping the company's compliance culture. **

Salary

Base: $91,000 - $145,600 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • 7+ years compliance experience
  • Digital Banking regulatory compliance
  • Marketing channel compliance oversight
  • Contact center compliance monitoring
  • Consumer banking laws expertise
  • Third-party vendor oversight

Nice-to-have

  • Audit or testing background
  • Executive presentation skills
  • Risk assessment framework knowledge
  • Team mentorship capabilities
  • Innovation in compliance processes

Key Requirements

  • Undergraduate degree required
  • 7+ years of relevant experience
  • Subject matter expertise in consumer compliance regulations

Work Rights

Not specified

Tailored Resume

Cover Letter