Compliance & Legal – Business Advisory Compliance – Vp
Huatai International Financial Holdings Company Limited
Private wealth management compliance coverage
Risk-based compliance testing execution
Hong kong regulatory requirements knowledge
The role involves providing comprehensive compliance coverage specifically for the Private Wealth Management and Fintech & Retail business units
Job Summary
The role involves providing comprehensive compliance coverage specifically for the Private Wealth Management and Fintech & Retail business units.
Candidates will be responsible for developing and conducting risk-based compliance testing to identify and correct noncompliance in existing procedures.
The position requires maintaining and updating compliance manuals to ensure alignment with evolving regulatory changes and internal policies.
Matching Summary
The role involves providing comprehensive compliance coverage specifically for the Private Wealth Management and Fintech & Retail business units.
Skills & Requirements
Must-have
Private Wealth Management compliance coverage
Risk-based compliance testing execution
Hong Kong regulatory requirements knowledge
New product validation process participation
Regulatory inspection and audit handling
Nice-to-have
Strong analytical and problem-solving skills
Proactive team player with interpersonal skills
Aptitude for technology integration
Flexible multi-tasking ability
Key Requirements
Minimum 8 years relevant experience in Compliance or Legal
University degree in Law, Accounting, Finance, or related field
Proficiency in both Chinese (Mandarin) and English
In-depth knowledge of Hong Kong regulatory requirements