Compliance Business Oversight Manager (4581)

TD Bank

Toronto, Canada
Base: $96,900 - $136,800 cad; bonus/equity: not sp...
Regulatory compliance management frameworks
Independent review and challenge
Monitoring rcm activities
The Global Compliance Department oversees Regulatory Compliance across TD Bank Group (TDBG) in accordance with the Global Compliance Mandate, Framework, and Standards

Job Summary

  • The Global Compliance Department oversees Regulatory Compliance across TD Bank Group (TDBG) in accordance with the Global Compliance Mandate, Framework, and Standards.
  • Key responsibilities include overseeing RCM oversight activities for assigned NCOF and RO portfolios, providing subject matter expertise, and monitoring RCM activities.
  • TD is committed to providing fair and equitable compensation opportunities to all colleagues, with growth opportunities and skill development defining features of the colleague experience.

Matching Summary

The Global Compliance Department oversees Regulatory Compliance across TD Bank Group (TDBG) in accordance with the Global Compliance Mandate, Framework, and Standards.

Salary

Base: $96,900 - $136,800 CAD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Regulatory Compliance Management frameworks
  • Independent review and challenge
  • Monitoring RCM activities
  • Subject matter expertise
  • Financial services regulatory requirements

Nice-to-have

  • Collaborate effectively with stakeholders
  • Strong organizational skills
  • Build strong business relationships
  • Promote a strong culture of compliance

Key Requirements

  • Undergraduate degree required
  • 7+ years of experience
  • Professional designations are an asset
  • Working knowledge of RCM frameworks
  • Strong analytical skills
  • Strong research, analytical, and investigative skills

Work Rights

Not specified

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