Investment Compliance Associate Manager (hybrid - Chicago, Il)

Allstate

Chicago, IL, US
Base: $90,700.00 - $153,925.00 annually; bonus/equ...
Hybrid
Investment advisers act of 1940 knowledge
Sec rules and regulatory compliance
Ria compliance program design and implementation
The role supports the firm's Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940 and SEC rules

Job Summary

  • The role supports the firm's Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940 and SEC rules.
  • Key responsibilities include developing compliance policies, monitoring client portfolios for statutory limits, and managing critical ad-hoc projects from inception to implementation.
  • This position offers a hybrid work schedule based in Chicago, IL, with potential supervisory duties over day-to-day and project-related activities.

Matching Summary

The role supports the firm's Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940 and SEC rules.

Salary

Base: $90,700.00 - $153,925.00 annually; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Investment Advisers Act of 1940 knowledge
  • SEC rules and regulatory compliance
  • RIA compliance program design and implementation
  • Portfolio monitoring and investment limits
  • Risk assessment and policy testing

Nice-to-have

  • Hands-on detail-oriented approach
  • Ability to translate regulations into procedures
  • Experience supervising junior staff
  • Strong collaboration with senior leaders

Key Requirements

  • Experience with RIA compliance frameworks
  • Knowledge of SEC regulatory requirements
  • Supervisory experience preferred

Work Rights

Not specified

Tailored Resume

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