Employee Compliance Uki – Senior Managers Regime And Conduct Rules

Deutsche Bank

London, United Kingdom
Competitive salary; non-contributory pension inclu...
Hybrid
Experience in regulatory licensing or compliance role
Knowledge of senior managers regime rules
Fca and pra regulatory reporting experience
This role is part of the Employee Licensing team within Deutsche Bank's UKI Licensing function, focusing on delivering regulatory excellence

Job Summary

  • This role is part of the Employee Licensing team within Deutsche Bank's UKI Licensing function, focusing on delivering regulatory excellence.
  • Key responsibilities include reviewing Senior Managers Regime applications, conducting annual Fitness and Propriety assessments, and preparing Conduct Rule breach reports for the FCA and PRA.
  • The position offers hybrid working arrangements, a competitive salary, 30 days' holiday plus bank holidays, and comprehensive benefits including private healthcare and life assurance.

Matching Summary

This role is part of the Employee Licensing team within Deutsche Bank's UKI Licensing function, focusing on delivering regulatory excellence.

Salary

Competitive salary; Non-contributory pension included; 30 days' holiday plus bank holidays with purchase option

Skills & Requirements

Must-have

  • Experience in Regulatory Licensing or Compliance role
  • Knowledge of Senior Managers Regime rules
  • FCA and PRA regulatory reporting experience
  • Fitness and Propriety assessment skills
  • Conduct Rule breach reporting capabilities

Nice-to-have

  • Previous experience at a financial regulator
  • Strong stakeholder management across functional teams
  • Ability to act as a trusted advisor
  • Forward-thinking and self-driven delivery style

Key Requirements

  • Previous experience at a Regulator or large regulated financial institution
  • Knowledge of laws relevant to Senior Managers Regime and Conduct Rules
  • Strong written communication skills for high-quality content production

Work Rights

Not specified

Tailored Resume

Cover Letter