Regulatory Compliance Examiner

CIBC

Toronto, Canada
Hybrid
Regulatory compliance management policy
Osfi and fcac regulations
Canadian banking retail products
The Compliance and EAML Examination Program (CEEP) team is responsible to execute regulatory compliance examinations of various LOBs with the objective to independently assess the design and operating effectiveness of management’s control environment and adherence to regulatory requirements

Job Summary

  • The Compliance and EAML Examination Program (CEEP) team is responsible to execute regulatory compliance examinations of various LOBs with the objective to independently assess the design and operating effectiveness of management’s control environment and adherence to regulatory requirements.
  • You will use your well-developed examinations skills to evaluate the effectiveness of processes, controls and compliance with regulatory requirements and identify and recommend areas for improvement.
  • At CIBC, your goals are a priority and they aspire to give you a career, rather than just a paycheck, offering competitive salary, incentive pay, banking benefits, and a defined benefit pension plan.

Matching Summary

The Compliance and EAML Examination Program (CEEP) team is responsible to execute regulatory compliance examinations of various LOBs with the objective to independently assess the design and operating effectiveness of management’s control environment and adherence to regulatory requirements.

Skills & Requirements

Must-have

  • Regulatory Compliance Management policy
  • OSFI and FCAC regulations
  • Canadian Banking Retail products
  • execute regulatory examinations
  • evaluate process effectiveness

Nice-to-have

  • relationship building skills
  • proactively seek opportunities
  • act like an owner
  • values matter to you
  • critical thinking skills

Key Requirements

  • 3 years' experience in financial/compliance/audit
  • University Degree/College Diploma or equivalent
  • Certified Professional (CIA, CPA, ACCA or CISA)
  • Legally eligible to work in Canada

Work Rights

Legally eligible to work

Tailored Resume

Cover Letter