Marketing Compliance

Man Group

New York, United States
$110,000—$120,000 usd; not specified; not specifie...
On-site
Review and approve public communications
Ensure compliance with sec, finra, nfa, cftc rules
Draft appropriate disclosures
Review and approve all communications to the public including marketing materials, monthly reports, factsheets, and electronic communications

Job Summary

  • Review and approve all communications to the public including marketing materials, monthly reports, factsheets, and electronic communications.
  • Ensure all communications comply with applicable regulatory guidelines in accordance with SEC, FINRA, NFA, CFTC rules, laws and regulations.
  • Man Group offers opportunities to grow and develop talents, with flexible working arrangements and a comprehensive benefits package.

Matching Summary

Review and approve all communications to the public including marketing materials, monthly reports, factsheets, and electronic communications.

Salary

$110,000—$120,000 USD; Not specified; Not specified

Skills & Requirements

Must-have

  • Review and approve public communications
  • Ensure compliance with SEC, FINRA, NFA, CFTC rules
  • Draft appropriate disclosures
  • Maintain approved materials records

Nice-to-have

  • Work in a busy environment
  • Multi-task independently and as part of a team
  • Foster an inclusive environment

Key Requirements

  • 1-2 years marketing compliance experience
  • Series 7 and 24 licenses
  • Proficient in Investment Advisers Act of 1940
  • Proficient in FINRA and Securities Act of 1934 rules

Work Rights

Not specified

Tailored Resume

Cover Letter