Senior Counsel – Mutual & Private Fund Distribution (wealth & Investment Management)

Wells Fargo

Base: $139,000.00 - $260,000.00; bonus/equity: inc...
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Investment company act of 1940 expertise
Securities act of 1933 knowledge
Drafting distribution agreements
** Wells Fargo is seeking a Senior Counsel to support the legal needs of its Wealth and Investment Management division, focusing on the distribution of registered and private investment funds. The ideal candidate should have extensive legal experience, particularly with U.S. securities laws, and will work collaboratively with various teams to ensure compliance and provide legal advice. **

Job Summary

  • The role involves advising on the distribution of registered investment companies and private funds across retail, institutional, and intermediary platforms.
  • Candidates must provide practical legal guidance on U.S. distribution channels while ensuring strict adherence to the Investment Company Act of 1940 and related SEC rules.
  • Wells Fargo offers a comprehensive benefits package including health insurance, 401(k) plans, and paid time off for eligible employees.

Matching Summary

Match Score: 75

** Wells Fargo is seeking a Senior Counsel to support the legal needs of its Wealth and Investment Management division, focusing on the distribution of registered and private investment funds. The ideal candidate should have extensive legal experience, particularly with U.S. securities laws, and will work collaboratively with various teams to ensure compliance and provide legal advice. **

Salary

Base: $139,000.00 - $260,000.00; Bonus/Equity: Incentive opportunities available; Benefits: Health, 401(k), PTO, disability, life insurance

Skills & Requirements

Must-have

  • Investment Company Act of 1940 expertise
  • Securities Act of 1933 knowledge
  • Drafting distribution agreements
  • SEC and FINRA regulatory compliance
  • Private fund placement experience

Nice-to-have

  • Prior in-house asset manager experience
  • Experience with ETF and interval funds
  • Support for broker-dealer channels
  • Adaptability to dynamic business scope

Key Requirements

  • 4+ years of law experience
  • Active State Bar membership
  • Ability to work hybrid schedule 3 days/week
  • Pass FINRA background screening

Work Rights

Not specified

Tailored Resume

Cover Letter