Regulation W Compliance Officer (hybrid - See Job Description For Listed Locations)

M&T Bank

Buffalo, NY, United States
$107,500.00 - $179,100.00 annual (usd) py
**
Regulation w compliance framework
Affiliate transaction compliance
23a and 23b requirements
** M&T Bank is seeking a Regulation W Compliance Officer for a hybrid role that requires in-office work four days a week. The position focuses on overseeing compliance with Sections 23A and 23B of the Federal Reserve Act, ensuring proper governance of intercompany transactions and relationships. **

Job Summary

  • Oversee affiliate-transaction compliance across the bank and its related entities, including investment adviser, broker-dealer, trust company, and other affiliated businesses.
  • Advise business partners on permissible covered transactions, quantitative limits, exemptions, and 23B arm’s-length requirements.
  • Serve as the primary subject-matter expert during regulatory exams and internal audits.

Matching Summary

Match Score: 75

** M&T Bank is seeking a Regulation W Compliance Officer for a hybrid role that requires in-office work four days a week. The position focuses on overseeing compliance with Sections 23A and 23B of the Federal Reserve Act, ensuring proper governance of intercompany transactions and relationships. **

Salary

$107,500.00 - $179,100.00 Annual (USD)

Skills & Requirements

Must-have

  • Regulation W compliance framework
  • Affiliate transaction compliance
  • 23A and 23B requirements
  • Intercompany relationships and transactions

Nice-to-have

  • Strong analytical and problem-solving skills
  • Effective communicator and influencer
  • Collaborate across business lines

Key Requirements

  • 12 years higher education and/or work experience
  • 8 years compliance, legal, or risk experience
  • Experience with affiliated entities
  • Juris Doctor or Master’s degree preferred

Work Rights

Not specified

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