Sr. Compliance Officer

Invesco

New York, USA
Base: $110,000 - $125,000 usd annually; bonus/equi...
Hybrid
Aladdin oms
Contract interpretation
Rule governance
The Investment Compliance team is a global function responsible for ensuring compliance with regulatory, prospectus, client-directed, and internal investment and operational restrictions

Job Summary

  • The Investment Compliance team is a global function responsible for ensuring compliance with regulatory, prospectus, client-directed, and internal investment and operational restrictions.
  • The Senior Compliance Officer utilizes technical and subject matter expertise, experience, and judgment to complete assigned responsibilities with considerable independence.
  • Invesco employees get more out of life through our comprehensive compensation and benefit offerings including: Flexible paid time off, Hybrid work schedule, 401(K) matching, Health & wellbeing benefits, Parental Leave benefits, Employee stock purchase plan.

Matching Summary

The Investment Compliance team is a global function responsible for ensuring compliance with regulatory, prospectus, client-directed, and internal investment and operational restrictions.

Salary

Base: $110,000 - $125,000 USD annually; Bonus/Equity: Not specified; Benefits: Comprehensive compensation and benefit offerings

Skills & Requirements

Must-have

  • Aladdin OMS
  • contract interpretation
  • rule governance
  • new product launches
  • Fixed Income compliance

Nice-to-have

  • intelligent colleagues
  • global footprint exposure
  • continuous improvement initiatives

Key Requirements

  • Bachelor’s degree in finance, accounting, or related field
  • Minimum 5 years of experience in financial services
  • Strong knowledge of investments, securities law
  • Experience with trading/compliance systems
  • FINRA Series 7 license preferred

Work Rights

Not specified

Tailored Resume

Cover Letter