Associate Supervising Portfolio Manager

TD Bank

Toronto, Ontario, Canada
$96,900 - $136,800 cad; not specified; not specifi...
Supervision of managed accounts
Compliance with iiroc regulations
Oversight of portfolio managers
Provide oversight for TD Waterhouse Private Investment Advice’s “TD Privately Managed Program” with over $120 Billion in assets

Job Summary

  • Provide oversight for TD Waterhouse Private Investment Advice’s “TD Privately Managed Program” with over $120 Billion in assets.
  • Ensure oversight processes and procedures comply with all CIRO Supervision requirements and internal compliance rules.
  • Act as a key resource and subject matter expert for all issues pertaining to the program and participate in program development.

Matching Summary

Provide oversight for TD Waterhouse Private Investment Advice’s “TD Privately Managed Program” with over $120 Billion in assets.

Salary

$96,900 - $136,800 CAD; Not specified; Not specified

Skills & Requirements

Must-have

  • Supervision of managed accounts
  • Compliance with IIROC regulations
  • Oversight of Portfolio Managers
  • Develop and implement process evolution
  • Engage Wealth Technology and Compliance

Nice-to-have

  • Strong collaborative business relationships
  • Well organized and multi-tasking ability
  • Proficiency in MS Office Excel and Access

Key Requirements

  • CIRO licensed as a Supervising Portfolio Manager
  • University degree required
  • Retail portfolio management experience desirable
  • Enrollment or completion of CFA is a definite asset

Work Rights

Not specified

Tailored Resume

Cover Letter