Marketing Compliance Analyst

SEI

Oaks, PA, USA
Base: $100,000 - $120,000 py; bonus/equity: discre...
Hybrid
Review marketing materials
Sec and finra regulations
Financial services industry knowledge
The Marketing Compliance Analyst will be responsible for the review of marketing materials for SEI’s internal business units and its external clients

Job Summary

  • The Marketing Compliance Analyst will be responsible for the review of marketing materials for SEI’s internal business units and its external clients.
  • This position provides the individual with a comprehensive understanding of SEI’s business lines, SEC and FINRA regulation and exposure to a broad array of issues within the LCCDR Team that impact SEI and its clients.
  • SEI’s competitive advantage includes comprehensive care for physical and mental well-being, a strong retirement plan, tuition reimbursement, and flexible Paid Time Off (PTO).

Matching Summary

The Marketing Compliance Analyst will be responsible for the review of marketing materials for SEI’s internal business units and its external clients.

Salary

Base: $100,000 - $120,000 per year; Bonus/Equity: Discretionary bonus eligible; Benefits: Comprehensive benefits package

Skills & Requirements

Must-have

  • Review marketing materials
  • SEC and FINRA regulations
  • Financial services industry knowledge
  • Client interaction
  • Regulatory changes tracking

Nice-to-have

  • Solution-oriented
  • Team player
  • High integrity/ethics
  • Self-starter
  • Innovative

Key Requirements

  • 3-5 years marketing review experience
  • Series 7 and 24 registrations required
  • BA/BS degree

Work Rights

Not specified

Tailored Resume

Cover Letter