Compliance Manager

CommBank

Sydney, New South Wales, Australia
Onsite
Australian regulatory environment experience
Financial services regulatory environment knowledge
Line 2 compliance role
This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams

Job Summary

  • This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.
  • As a Compliance Manager you’ll support sustainable business growth across IB&M through regulatory obligation and policy advisory, product and business activity review and approval, risk profile challenge and approval, regulatory engagement, and regulatory reform advisory.
  • We have a supportive culture that encourages personal interaction and does not tie you to a desk.

Matching Summary

This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.

Skills & Requirements

Must-have

  • Australian Regulatory Environment experience
  • Financial services regulatory environment knowledge
  • Line 2 compliance role
  • Policy advisory
  • Risk profile challenge

Nice-to-have

  • Proactive and positive function
  • Supportive culture
  • Thought leader
  • Commercial mind

Key Requirements

  • Tertiary qualifications in legal, finance or related fields
  • Demonstrated experience in financial services
  • Experience in Compliance
  • Experience communicating with and influencing senior management
  • Experience in financial services investigations or analysis advantageous

Work Rights

Not specified

Tailored Resume

Cover Letter