Senior Investor Oversight Risk Group: Vice President
Morgan Stanley
South Jordan, United States
Senior investor oversight
Vulnerable client matters
Risk mitigation and protection
The Wealth Management Senior Investor Oversight Risk team is responsible for receiving escalations and providing guidance on matters regarding senior clients who may have capacity issues or are possible victims of elder abuse or financial exploitation
Job Summary
The Wealth Management Senior Investor Oversight Risk team is responsible for receiving escalations and providing guidance on matters regarding senior clients who may have capacity issues or are possible victims of elder abuse or financial exploitation.
Primary responsibilities include advising Risk Officers on the proper handling of senior and vulnerable client matters, including intake, reporting, and counsel on responsive action to mitigate risk and protect clients.
Morgan Stanley offers a superior foundation for building a professional career, with a philosophy that balances personal lifestyles, perspectives, and needs as an important part of its culture.
Matching Summary
The Wealth Management Senior Investor Oversight Risk team is responsible for receiving escalations and providing guidance on matters regarding senior clients who may have capacity issues or are possible victims of elder abuse or financial exploitation.
Skills & Requirements
Must-have
Senior investor oversight
Vulnerable client matters
Risk mitigation and protection
Collaboration with internal partners
Interaction with external parties
Advising on firm policies and regulations
Nice-to-have
Empathy and care for vulnerable individuals
Calm demeanor in fast-paced environment
Strong team ethic and collaboration
Passion and grit in work
Key Requirements
Minimum of 5 years' experience in financial industry