Process and Quality Specialist

UBS AG

Singapore, Singapore
**
Strong knowledge in front staff processes
Experience in risk management tasks and tools
Wealth management environment experience
** UBS AG is seeking a Process and Quality Specialist in Singapore to ensure compliance in client onboarding processes, particularly regarding Source of Wealth (SOW) verification. The ideal candidate will have a strong background in risk management within the Wealth Management sector, excellent communication skills, and a proactive, self-starter attitude. **

Job Summary

  • The role involves periodic monitoring and remediating risk at the Desk and Employee level to ensure compliance of client onboarding processes.
  • You will work within the Process and Quality Specialist function embedded in the Front Office alongside Client Advisors and Market Team Heads.
  • The position requires strong analytical skills to understand complex front and operational procedures while maintaining KYC and AML standards.

Matching Summary

Match Score: 75

** UBS AG is seeking a Process and Quality Specialist in Singapore to ensure compliance in client onboarding processes, particularly regarding Source of Wealth (SOW) verification. The ideal candidate will have a strong background in risk management within the Wealth Management sector, excellent communication skills, and a proactive, self-starter attitude. **

Skills & Requirements

Must-have

  • Strong knowledge in front staff processes
  • Experience in risk management tasks and tools
  • Wealth Management environment experience
  • KYC and AML standards expertise
  • Analytical and conceptual skills

Nice-to-have

  • Excellent communication and coordination skills
  • Service culture combined with training material creation
  • Proactive self-dependent working style
  • Ability to motivate others
  • Hands-on presentation skills

Key Requirements

  • At least 3 years experience in Wealth Management or related function
  • Experience in front office, process, risk, compliance, audit, or business management
  • Strong understanding of Source of Wealth (SOW) corroboration

Work Rights

Not specified

Tailored Resume

Cover Letter