Operations And Regulatory Compliance Specialist Sr

Fidelity Canada

Toronto, ON, Canada
Base: $79,000 to $96,000; bonus: discretionary per...
Hybrid
4 years mutual fund manager or dealer experience
Knowledge of ni 31-103 and ni 81-102 regulations
Experience in mutual fund operations or client services
The role involves acting as a subject matter expert to provide oversight on Transfer Agency and back-office Compliance related programs within the Fidelity Oversight Division

Job Summary

  • The role involves acting as a subject matter expert to provide oversight on Transfer Agency and back-office Compliance related programs within the Fidelity Oversight Division.
  • Candidates will be responsible for continuously improving compliance programs including exempt market dealers, Sales Communications Policy, and FATCA/CRS while supporting various business units.
  • Fidelity offers a competitive total rewards package including a base salary range of $79,000 to $96,000, comprehensive health benefits starting on day one, and up to 100% employer-paid premiums.

Matching Summary

The role involves acting as a subject matter expert to provide oversight on Transfer Agency and back-office Compliance related programs within the Fidelity Oversight Division.

Salary

Base: $79,000 to $96,000; Bonus: Discretionary Performance Bonus; Benefits: RRSP contribution after 6 months, 100% employer-paid health premiums

Skills & Requirements

Must-have

  • 4 years mutual fund manager or dealer experience
  • Knowledge of NI 31-103 and NI 81-102 regulations
  • Experience in mutual fund operations or client services

Nice-to-have

  • Bilingualism in English and French
  • Strong analytical and research skills
  • Ability to work under pressure with tight deadlines

Key Requirements

  • Minimum of 4 years mutual fund manager or dealer experience
  • Post secondary degree or equivalent work experience required
  • Current work authorization for Canada is required

Work Rights

Must have current work authorization for Canada

Tailored Resume

Cover Letter