Base: $3,500 - $4,500; bonus/equity: not specified...
5 days onsite
Experience in financial advisory industry
Knowledge of financial advisers act
Microsoft excel proficiency
The Compliance Associate position at THE SUPREME HR ADVISORY PTE. LTD. in Singapore seeks an individual to ensure the firm's compliance with regulatory requirements in the financial advisory sector. The role involves supporting the Risk and Compliance department, conducting due diligence, and staying informed on regulatory changes
Job Summary
The role involves ensuring the company functions legally and ethically while meeting business goals under MAS licensing.
Key responsibilities include conducting balanced scorecard audits, regulatory reporting, and misconduct investigations.
Candidates must stay abreast of regulatory developments such as the Personal Data Protection Act and implement necessary changes.
Matching Summary
Match Score: 75
The Compliance Associate position at THE SUPREME HR ADVISORY PTE. LTD. in Singapore seeks an individual to ensure the firm's compliance with regulatory requirements in the financial advisory sector. The role involves supporting the Risk and Compliance department, conducting due diligence, and staying informed on regulatory changes.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Experience in financial advisory industry
Knowledge of Financial Advisers Act
Microsoft Excel proficiency
Nice-to-have
Compliance qualification preferred
Insurance industry experience advantageous
Proactive regulatory communication skills
Key Requirements
Minimum A-level or Diploma required
Experience in financial advisory industry mandatory