Senior Compliance Consultant - Capital Markets, Commercial And Investment Banking, Institutional B/d And Asset Management (hybrid - Metro Nyc Or Buffalo, Ny)

Montytait

New York, New York, United States of America
Base: $109,300.00 - $182,100.00 annual (usd); bonu...
Compliance oversight for capital markets
Experience in regulatory compliance
Strong critical thinking skills
The Compliance Advisor will help develop, implement, and execute strategy of the workflow and performance of personnel

Job Summary

  • The Compliance Advisor will help develop, implement, and execute strategy of the workflow and performance of personnel.
  • This role involves providing compliance oversight and guidance in accordance with fiduciary standards and applicable regulations.
  • Candidates will engage with various risk departments and ensure compliance across the division and enterprise.

Matching Summary

The Compliance Advisor will help develop, implement, and execute strategy of the workflow and performance of personnel.

Salary

Base: $109,300.00 - $182,100.00 Annual (USD); Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Compliance oversight for Capital Markets
  • Experience in regulatory compliance
  • Strong critical thinking skills

Nice-to-have

  • Knowledge of fiduciary conduct standards
  • Experience with internal audits
  • Ability to interact with regulatory bodies

Key Requirements

  • Bachelor's Degree in related field
  • 6 years experience in compliance or risk
  • Working knowledge of relevant regulations

Work Rights

Not specified

Tailored Resume

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