Compliance Director, Products And Funds Compliance

VANGUARD AUSTRALIA

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Pooled investment vehicles compliance
Alternative assets compliance
Regulatory engagement
** Vanguard Australia is seeking a Compliance Director to lead compliance programs for pooled investment vehicles, particularly those focused on alternative assets. The role involves extensive collaboration, regulatory engagement, and the establishment of compliance standards to ensure ethical business practices. **

Job Summary

  • Lead the development, implementation, and ongoing refinement of compliance programs that ensure our business operates with the highest ethical and regulatory standards.
  • Conduct complex compliance inspections, guide strategic decision-making, and provide oversight of regulated activities across the organization.
  • Provide strategic compliance support for business initiatives and new product launches related to pooled investment vehicles focused on alternative assets.

Matching Summary

Match Score: 75

** Vanguard Australia is seeking a Compliance Director to lead compliance programs for pooled investment vehicles, particularly those focused on alternative assets. The role involves extensive collaboration, regulatory engagement, and the establishment of compliance standards to ensure ethical business practices. **

Skills & Requirements

Must-have

  • Pooled investment vehicles compliance
  • Alternative assets compliance
  • Regulatory engagement
  • Compliance inspections and investigations
  • Policy and procedure development

Nice-to-have

  • Strategic decision-making
  • Operational resilience
  • Culture of compliance excellence
  • Proactive mindset
  • Investigative expertise

Key Requirements

  • Eight years private markets compliance experience
  • Undergraduate degree or equivalent training/experience
  • Knowledge of private asset valuation or due diligence is a plus

Work Rights

Not specified

Tailored Resume

Cover Letter