The role is responsible for performing second-line investment compliance oversight including daily post-trade monitoring and market-abuse surveillance
Job Summary
The role is responsible for performing second-line investment compliance oversight including daily post-trade monitoring and market-abuse surveillance.
Candidates must have a minimum of 6 years of experience in investment compliance with strong judgment in escalating risks.
AIA seeks ambitious people to help a billion people live Healthier, Longer, Better Lives by 2030 through sustainable future initiatives.
Matching Summary
The role is responsible for performing second-line investment compliance oversight including daily post-trade monitoring and market-abuse surveillance.
Skills & Requirements
Must-have
Daily post-trade compliance monitoring
Personal Dealing policy administration
E-communication surveillance execution
Bloomberg and Aladdin rule coding
MAS and FATCA regulatory knowledge
Derivatives and financial instruments understanding
Nice-to-have
Shield or StarCompliance system experience
Virtu by ITG TCA tool proficiency
Senior management reporting skills
Consultative approach to stakeholders
Project management for compliance initiatives
Key Requirements
Degree in Accounting, Finance, Economics, or Business Management
Minimum 6 years of experience in investment compliance