Head Of Enterprise Compliance

T. Rowe Price UK

Owings Mills, MD, United States
Base: $200,000.00-$350,000.00; bonus/equity: annua...
Hybrid
Enterprise compliance program enhancement
Compliance risk assessment framework
Risk-based testing and monitoring
The Head of Enterprise Compliance is a strategic senior leader responsible for designing, executing, and continuously enhancing the firm’s Enterprise Compliance Program

Job Summary

  • The Head of Enterprise Compliance is a strategic senior leader responsible for designing, executing, and continuously enhancing the firm’s Enterprise Compliance Program.
  • This role will maintain and advance the Compliance risk assessment framework, ensuring alignment with evolving regulatory expectations, business activities and the firm’s global operating model.
  • You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life.

Matching Summary

The Head of Enterprise Compliance is a strategic senior leader responsible for designing, executing, and continuously enhancing the firm’s Enterprise Compliance Program.

Salary

Base: $200,000.00-$350,000.00; Bonus/Equity: Annual bonus eligibility; Benefits: Health and wellness benefits, retirement plan, paid time off

Skills & Requirements

Must-have

  • Enterprise Compliance Program enhancement
  • Compliance risk assessment framework
  • Risk-based testing and monitoring
  • Codes of Conduct and Ethics oversight
  • Policy and procedure governance
  • Leverage data analytics and AI

Nice-to-have

  • Collaborative culture
  • Spirit of generosity
  • Proactive compliance culture
  • Strong customer-service orientation

Key Requirements

  • 15+ years relevant work experience
  • 8+ years management experience
  • Asset Management industry experience preferred
  • 18+ years compliance, regulatory, or risk management experience
  • 8+ years leading cross-functional teams
  • Proficiency with modern compliance technologies

Work Rights

Not specified

Tailored Resume

Cover Letter