Head Of Compliance (product, Sales & Distribution)
Manulife
Dist.7, ,
Hybrid
Product, sale & distribution compliance
Regulatory compliance obligations
Customer complaints assessment
The job holder will serve as a leader within the Compliance Function, acting as a second line of defense to oversee the Product, Sale & Distribution Compliance Risk (PSD) within the organization
Job Summary
The job holder will serve as a leader within the Compliance Function, acting as a second line of defense to oversee the Product, Sale & Distribution Compliance Risk (PSD) within the organization.
Key responsibilities include assuming overall responsibility for the Product, Sale & Distribution Compliance team and acting as the Subject Matter Expert (SME) for Product and Sale Conduct.
Manulife is an Equal Opportunity Employer committed to fair recruitment and fostering an inclusive work environment.
Matching Summary
The job holder will serve as a leader within the Compliance Function, acting as a second line of defense to oversee the Product, Sale & Distribution Compliance Risk (PSD) within the organization.
Skills & Requirements
Must-have
Product, Sale & Distribution Compliance
Regulatory compliance obligations
Customer complaints assessment
Sales misconduct investigation
Salesperson licensing and training oversight
Nice-to-have
Interpersonal collaboration skills
Ability to work under pressure
Flexible work environment
Inclusion and diversity focus
Key Requirements
Bachelor's degree in Law, Business, or Finance
Minimum of seven years of relevant experience
Thorough understanding of financial services industry