Compliance Advisory Manager

IG Group

London, United Kingdom
Uk financial promotions regulation
Fca rules and consumer duty
Reviewing and approving financial promotions
This role sits within our Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed

Job Summary

  • This role sits within our Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed.
  • The role will include specific accountability for reviewing and approving financial promotions to ensure compliance with FCA and other applicable regulatory requirements, while supporting the business to deliver marketing and client communications in a timely and commercially effective way.
  • Your growth fuels our success! Thrive with tailored development programs, mentoring opportunities with leaders, and clear career progression.

Matching Summary

This role sits within our Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed.

Skills & Requirements

Must-have

  • UK financial promotions regulation
  • FCA rules and Consumer Duty
  • reviewing and approving financial promotions
  • compliance and conduct risks
  • independent Line 2 review

Nice-to-have

  • high autonomy
  • solutions-focused
  • continuous improvement
  • collaboration and trust
  • commercial growth

Key Requirements

  • 5–8 years’ compliance experience
  • Bachelor's degree in Law, Business, Finance, Economics or related field
  • Experience working with marketing and product teams
  • Strong understanding of financial products
  • Comfortable working from IG’s London office a minimum of three days per week

Work Rights

Not specified

Tailored Resume

Cover Letter