Compliance Business Oversight Manager - Fair Banking

TD Ameritrade

Mount Laurel, New Jersey, United States of America
Base: $91,000 - $145,600 usd; bonus/equity: eligib...
Strong understanding of abc regulations
Knowledge of fair lending laws
Working knowledge of udaap principles
The role provides independent oversight of fair banking and supports compliance teams in analyzing risks and monitoring activities

Job Summary

  • The role provides independent oversight of fair banking and supports compliance teams in analyzing risks and monitoring activities.
  • TD is committed to building a resilient compliance function where each team member can make a tangible impact on the organization's culture.
  • The position offers growth opportunities, skill development, and a competitive total rewards package including health benefits and retirement programs.

Matching Summary

The role provides independent oversight of fair banking and supports compliance teams in analyzing risks and monitoring activities.

Salary

Base: $91,000 - $145,600 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, well-being, savings, retirement, PTO, and banking discounts

Skills & Requirements

Must-have

  • Strong understanding of ABC regulations
  • Knowledge of Fair Lending laws
  • Working knowledge of UDAAP principles
  • Experience with Mortgage Originations compliance
  • Ability to work independently in deadline-driven environment

Nice-to-have

  • Subject matter expertise in compliance areas
  • Proven ability to lead problem resolution
  • Strong time management and prioritization skills
  • Experience mentoring analysts and team members
  • Ability to foster a culture of compliance

Key Requirements

  • 7+ years of experience
  • Undergraduate degree or equivalent work experience
  • JD, CRCM, or Regulatory consumer compliance commissioning experience

Work Rights

Not specified

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